Against writs of assistance, 251 years later

Today is the 251st anniversary of James Otis’s famous five-hour oration against King George II’s Writs of Assistance at the Boston Old State House in  Paxton’s Case. In this case, 53 Boston merchants who challenged the search and seizure powers of the King were countersued by a British customs agent named Paxton; the case was heard Tuesday, February 24, 1761. From a historical sense, it was but a minor setback that the judge ruled against Otis in this case; his words would be heard by the young John Adams, who would say later that Otis’s role in contesting the British sovereign’s power was “the spark in which originated the American Revolution” and that this speech by Otis “breathed into the nation the breath of life”.

Background

On the 27th of December, 1760, colonial Bostonians received news of the October death of  King George the II. This news held great import; it meant that the legal writs of assistance granted by George II would expire in April 1761 (six months after the death of the Kin), and that customs officers for the King enforcing the anti-smuggling provisions in the Navigation Acts would have to obtain new writs of assistance from the new King.

It is important to describe the powers conferred upon customs agents through these writs. Once an agent of the King obtained a writ of assistance, he could search any place without having to state a formal reason for the search. Since the writ was permanent, the King’s agent did not have to obtain permission for individual searches; the writ allowed him to search anyplace, anywhere, anytime, at will, without any impediment. Indeed, the King’s agent could even unilaterally transfer this power to any other person, and could compel by law the assistance of any other public servant or “loyal subject” in the execution of this search. Additionally, these agents of the government were shielded from liability if they damaged any property during the search. Finally, these agents had broad seizure powers,  including civil forfeiture laws that allowed the King, the prosecutor’s office, and any informants or assistants to receive a share of the spoils.

A speech for the ages

Against these powers, which resulted in an epidemic of general searches by the King’s men, Otis argued on Tuesday, February 24, 2761:

“May it please your honors, I was desired by one of the court to look into the books and consider the question now before them concerning writs of assistance. I have, accordingly, considered it, and now appear not only in obedience to your order, but likewise in behalf of the inhabitants of this town, who have presented another petition, and out of regard to the liberties of the subject. And I take this opportunity to declare that, whether under a fee or not (for in such a cause as this I despise a fee), I will to my dying day oppose with all the powers and faculties God has given me all such instruments of slavery, on the one hand, and villainy, on the other, as this writ of assistance is.

“It appears to me the worst instrument of arbitrary power, the most destructive of English liberty and the fundamental principles of law, that ever was found in an English lawbook. I must, therefore, beg your honors’ patience and attention to the whole range of an argument, that may, perhaps, appear uncommon in many things, as well as to points of learning that are more remote and unusual: that the whole tendency of my design may the more easily be perceived, the conclusions better descend, and the force of them be better felt. I shall not think much of my pains in this cause, as I engaged in it from principle. I was solicited to argue this cause as Advocate General; and because I would not, I have been charged with desertion from my office. To this charge I can give a very sufficient answer. I renounced that office, and I argue this cause from the same principle; and I argue it with the greater pleasure, as it is in favor of British liberty, at a time when we hear the greatest monarch upon earth declaring from his throne that he glories in the name of Briton, and that the privileges of his people are dearer to him than the most valuable prerogatives of his crown; and as it is in opposition to a kind of power the exercise of which, in former periods of history, cost one king of England his head and another his throne. . . .

“Your honors will find in the old books concerning the office of a justice of the peace precedents of general warrants to search suspected houses. But in more modern books you will find only special warrants to search such and such houses, specially named, in which the complainant has before sworn that he suspects his goods are concealed; and will find it adjudged that special warrants only are legal. In the same manner I rely on it that the writ prayed for in this petition, being general, is illegal. It is a power that places the liberty of every man in the hands of every petty officer. I say I admit that special writs of assistance, to search special places, may be granted to certain persons on oath; but I deny that the writ now prayed for can be granted, for I beg leave to make some observations on the writ itself, before I proceed to other acts of Parliament. In the first place, the writ is universal, being directed ‘to all and singular justices, sheriffs, constables, and all other officers and subjects’; so that, in short, it is directed to every subject in the king’s dominions. Everyone with this writ may be a tyrant; if this commission be legal, a tyrant in a legal manner, also, may control, imprison, or murder anyone within the realm. In the next place, it is perpetual; there is no return. A man is accountable to no person for his doings. Every man may reign secure in his petty tyranny, and spread terror and desolation around him, until the trump of the archangel shall excite different emotions in his soul. In the third place, a person with this writ, in the daytime, may enter all houses, shops, etc., at will, and command all to assist him. Fourthly, by this writ, not only deputies, etc., but even their menial servants, are allowed to lord it over us. What is this but to have the curse of Canaan with a witness on us; to be the servant of servants, the most despicable of God’s creation? Now, one of the most essential branches of English liberty is the freedom of one’s house. A man’s house is his castle; and whilst he is quiet, he is as well guarded as a prince in his castle. This writ, if it should be declared legal, would totally annihilate this privilege. Customhouse officers may enter our houses when they please; we are commanded to permit their entry. Their menial servants may enter, may break locks, bars, and everything in their way; and whether they break through malice or revenge, no man, no court, can inquire. Bare suspicion without oath is sufficient. This wanton exercise of this power is not a chimerical suggestion of a heated brain. I will mention some facts. Mr. Pew had one of these writs, and when Mr. Ware succeeded him, he indorsed this writ over to Mr. Ware; so that these writs are negotiable from one officer to another; and so your honors have no opportunity of judging the persons to whom this vast power is delegated. Another instance is this: Mr. Justice Walley had called this same Mr. Ware before him, by a constable, to answer for a breach of the Sabbath Day Acts, or that of profane swearing. As soon as he had finished, Mr. Ware asked him if he had done. He replied: ‘Yes.’ ‘Well, then,’ said Mr. Ware, ‘I will show you a little of my power. I command you to permit me to search your house for uncustomed goods’; and went on to search the house from the garrett to the cellar, and then served the constable in the same manner! But to show another absurdity in this writ, if it should be established, I insist upon it that every person, by the 14th of Charles II, has this power as well as the customhouse officers. The words are: ‘It shall be lawful for any person or persons authorized,’ etc. What a scene does this open! Every man prompted by revenge, ill humor, or wantonness to inspect the inside of his neighbor’s house may get a writ of assistance. Others will ask it from self-defense; one arbitrary exertion will provoke another, until society be involved in tumult and in blood. . . .”

Where are we now?

Last year, I was fortunate to visit the Boston Old State House, and sit in the council chambers where James Otis argued before the British judge. I regret to say that I was at the Old State House for another hearing where angry citizens came to air their grievances to a Congressional inquest into the general powers of search and seizure used by law enforcement agents enforcing the Magnuson-Stevens Act at the National Oceanic and Atmospheric Association.

More generally, however, general search warrants and the unbridled powers which they vest with the government have returned. Americans now face persecution under a vast power of executive search and seizure which allows agents of many different state, federal, and local governments to search as if at whim, without liability for damages, using violent, military force. Worse, the legislative and judicial functions of government have failed to meaningfully check executive power; often this is because of political or regulatory capture of institutions by special interests. Key factors can also be viewed through an economic lens, as cartel-driven barriers to the practice of law price ordinary people out of the market for legal services, and forfeiture laws allow the government to bankrupt people before an attorney can be retained for those who can find the resources to pay.

James Otis is important because his argument is at the core of why property rights are important and why it is necessary to enact limitations on the ability of the government to perform its duties. At the core of Otis’s argument is the notion that society itself cannot exist in a world where the general powers of search and seizure exist unchecked; otherwise, society will tear itself apart. In this sense, these powers are anarchic powers; they are incompatible with the notion of the rule of law itself. In this light, it is easy to understand John Adam’s statement that Otis “breathed into the nation the breath of life” by challenging the Sovereign to be bound by the law, and not stand above it.

Links: FourthAmendment.com (here and here), NACDL 2010 press release, Orin Kerr at Volokh, David Steinberg (SSRN).

Piracy in Virginia

The Washington Post recently ran an editorial denouncing the treatment of Victor Ramos Guzman and the process by which Mr Guzman and the parishioners of his church, Nuevo Renacer, were relieved of their money by the Virginia State Police. We recommend the editorial but would like to add some commentary and a few clarifying details based on the accounts relayed to us.

On November 1st, Victor Ramos Guzman and Jose Jeronimo Sorto were driving a rental vehicle on Interstate 95. Their church had raised money to buy a trailer and a parcel of land. Guzman and Sorto were transporting $28,500 in church donations to make the purchases on behalf of Nuevo Renacer.

They were pulled over on I-95 by a Virginia State Trooper, CL Murphy, after the officer ran parallel to them. The trooper did not issue any tickets or warnings to Guzman or Sorto. However, the trooper asked if they had anything in the car. They informed him of the church donations. Trooper Murphy checked their papers, legal status, rental information, et cetera. Having found no violations, the trooper also called the FBI and ICE. The FBI declined involvement. The officer confiscated the cash and issued a receipt for it.

Guzman and Sorto were told by Trooper Murphy that the seizure was being executed “on order of ICE” but that no ICE agents were available because they were in a meeting. Guzman asked that they contact the church to verify their account of the currency trooper Murphy declined to do so and, apparently, told them to shut up. They were also told that they would be contacted by ICE Norfolk.

Having not been contacted by ICE or the Virginia State Patrol, the church contacted attorney Claudia Flower on November 4th. Flower contacted the state police and ICE. ICE, at that point, declined involvement.  Later that day, Flower was able to talk to CL Murphy. Flower inquired of the probable cause for the seizure and was told

1) The members stated that the cash was not theirs but belonged to the church.

This wouldn’t seem to be such a problem as they also told officer Murphy that they were members of the church (Guzman being the Secretary of the church), transporting the money for the church, and possessed and showed a 501(c)(3) IRS letter of recognition for the church.

2) The church was located in Baltimore MD, while the address of the individuals was in Virginia.

Which wouldn’t seem to be much of a problem as many people regularly commute between Baltimore and Virginia.

3) Guzman and Sorto appeared confused.

That might be. Ramos was, apparently, told to shut up when explaining their story and had $28,500 of his church’s money lifted from him by an officer of the law.  Confusion seems like one of many understandable emotions. Anger and frustration would seem understandable as well.

4) Guzman and Sorto did not know where they were going.

Guzman and Sorto were driving south bound towards Fayettville, and then to Atlanta, GA as they had told the officer. They knew where they were going and why.

Murphy then stated to Flower, ”People lie to me all the time why do I need to listen to you? The money was seized on behalf of ICE, J.T. Slayton of ICE Norfolk, maybe the chain of command does not know because he has not had time to file a report.”

Murphy then yelled at Flower and hung up.

Flower contacted us at Americans for Forfeiture Reform seeking recommendations on a forfeiture attorney in Virginia. We contacted David B. Smith. Smith offered to represent Mr Guzman, Mr Sorto, and Nuevo Renacer for free.

Most people are effectively precluded from fighting these seizures. Mr Guzman, Mr Sorto, and Nuevo Renacer have received pro bono counsel from Claudia Flower and David B. Smith. Smith is one of the top forfeiture attorneys in the country, a leading expert on forfeiture rules and practices, the former supervisor for forfeiture litigation in the US Attorneys Office, and the Chairman of the Forfeiture Committee in the National Association of Criminal Defense Lawyers.  Flower is a committed advocate and a former DHS prosecutor. Our friends at the Institute for Justice have also joined the fight. Few victims of civil forfeiture have such attorneys at their disposal. Far fewer have such attorneys donate their services.

We raise their credentials not so much to praise (although that can and should be done) but to question: What shot does a normal person have without an accomplished pro bono legal team and an easily verifiable story? How bad have civil forfeiture practices become that the government isn’t sufficiently shamed (and scared) to return church donations seized without cause, when it can easily verify that the seized funds are church donations?

Too often, victims are left with the choice of either hiring prohibitively expensive counsel (after their funds have been seized… frequently starving them of access to effective counsel) or attempting to navigate the complex, uncertain forfeiture laws on their own. Uncertain because current practice is to share custody of forfeiture cases, vacillating between state and federal custody for convenience and gain. These custody vacillations make it easier for law enforcement to seize property, more difficult for you to defend your property, and make it more profitable for law enforcement to commit seizures (sometimes by explicitly circumventing state law).

Mr Guzman has an obvious and traceable path for the money, complete with collaborating parishioner testimony. Mr Guzman has signed an affidavit attesting to the source of the currency seized. The Nuevo Renacer church confirms the story. The parishioners confirm the story. They even have the donation envelopes to confirm the story. Yet, the government retains the money. If being able to verify the legitimate source of currency isn’t enough to accomplish the return of seized property, what is? How many people are having their possessions taken that can’t afford to fight the government, or are scared to do so, or estimate the fight as a pointless and unwinnable endeavor? The story of the seized church money is a modern low. Formerly, we existed in an environment where property was regularly seized on mere accusation and/or mere suspicion. In this case, there is no accusation and the suspicion has been refuted. Yet, the government retains the money. Is the idea of private property a retired notion? The government’s retention of the church money implies that we are merely holding on to our possessions until, or if, a government agency wants to claim it.

According to the Washington Post editorial, the police are now claiming that Guzman and Sorto were travelling 86 mph in a 70 mph zone. If that were the case, the officer would have, presumably, written a ticket. There is no evidence to corroborate the accusation of speeding. Indeed, there is evidence against the accusation. Guzman’s affidavit claims that they were pulled over after the trooper ran parallel. The absence of so much as a warning implies-given the excessive speed now claimed and the tesstimony that the trooper ran parallel first- that no such speeding took place. Even if there were evidence of speeding, it should not provide sufficient cause to seize the parishioner’s funds.

We’ve been here before. Our country’s independence was sparked, in part, by such brazen abuses of seizure power. In 1761, James Otis railed, in trial, against the Writs of Assistance that allowed custom agents to arbitrarily search and seize private property:

“This writ, if it should be declared legal, would totally annihilate this privilege. Custom-house officers may enter our houses when they please; we are commanded to permit their entry. Their menial servants may enter, may break locks, bars, and everything in their way; and whether they break through malice or revenge, no man, no court can inquire. Bare suspicion without oath is sufficient.”

A young John Adams, who was in attendance to watch the trial, later remarked, “Then and there, the child Independence was born.”

Four years later, in England, Lord Camden’s Entick v Carrington opinion articulated our shared common law protections against arbitrary search and seizure power that informs our fourth amendment:

By the laws of England, every invasion of private property, be it ever so minute, is a trespass. No man can set his foot upon my ground without my license, but he is liable to an action, though the damage be nothing; which is proved by every declaration in trespass, where the defendant is called upon to answer for bruising the grass and even treading upon the soil. If he admits the fact, he is bound to show by way of justification, that some positive law has empowered or excused him. The justification is submitted to the judges, who are to look into the books; and if such a justification can be maintained by the text of the statute law, or by the principles of common law. If no excuse can be found or produced, the silence of the books is an authority against the defendant, and the plaintiff must have judgment.

John Entick’s suit stemmed from an improper search and seizure by Nathan Carrington at the order of the Earl of Halifax, Secretary of the State of the Northern Department. The order was held invalid. And, barring the validity of such a power, it was considered unconscionable for Carrington to execute such an arbitrary search and seizure. Carrington was held liable.

In the case of the church donations, there is no sustainable probable cause and the suspicion is easily refuted. There is no reason that the government still has the money. Yet, two months after the seizure, the government retains the money.

This isn’t an isolated occurrence. Billions of dollars are being seized and very few questions are being asked about what happens to the money or to the victims.

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